Abstract
Background The role of bronchoscopy in coronavirus disease 2019 (COVID-19) is a matter of debate.
Patients and methods This observational multicentre study aimed to analyse the prognostic impact of bronchoscopic findings in a consecutive cohort of patients with suspected or confirmed COVID-19. Patients were enrolled at 17 hospitals from February to June 2020. Predictors of in-hospital mortality were assessed by multivariate logistic regression.
Results A total of 1027 bronchoscopies were performed in 515 patients (age 61.5±11.2 years; 73% men), stratified into a clinical suspicion cohort (n=30) and a COVID-19 confirmed cohort (n=485). In the clinical suspicion cohort, the diagnostic yield was 36.7%. In the COVID-19 confirmed cohort, bronchoscopies were predominantly performed in the intensive care unit (n=961; 96.4%) and major indications were: difficult mechanical ventilation (43.7%), mucus plugs (39%) and persistence of radiological infiltrates (23.4%). 147 bronchoscopies were performed to rule out superinfection, and diagnostic yield was 42.9%. There were abnormalities in 91.6% of bronchoscopies, the most frequent being mucus secretions (82.4%), haematic secretions (17.7%), mucus plugs (17.6%), and diffuse mucosal hyperaemia (11.4%). The independent predictors of in-hospital mortality were: older age (OR 1.06; p<0.001), mucus plugs as indication for bronchoscopy (OR 1.60; p=0.041), absence of mucosal hyperaemia (OR 0.49; p=0.041) and the presence of haematic secretions (OR 1.79; p=0.032).
Conclusion Bronchoscopy may be indicated in carefully selected patients with COVID-19 to rule out superinfection and solve complications related to mechanical ventilation. The presence of haematic secretions in the distal bronchial tract may be considered a poor prognostic feature in COVID-19.
Abstract
Bronchoscopy is part of the armamentarium against #COVID19. It allows diagnosis, facilitates mechanical ventilation and provides prognostic information. This information could be used to refine healthcare pathways in order to improve outcomes. https://bit.ly/2QuAQOt
Introduction
The novel coronavirus disease 2019 (COVID-19), which is caused by the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), originated in Wuhan in the province of Hubei, China, in December 2019 [1]. COVID-19 rapidly spread to other countries driven by an increased prevalence of asymptomatic carriers and by the airborne transmission of SARS-CoV-2 [2]. In March 2020, COVID-19 was declared a pandemic by the World Health Organization, and since then has challenged healthcare systems worldwide, making the need to optimise clinical pathways and resource utilisation mandatory.
The role of bronchoscopy in COVID-19 is a matter of debate. Among patients with clinical suspicion of COVID-19 with negative nasopharyngeal swab specimen results by real-time PCR with reverse transcription (RT-PCR), bronchoscopy could provide increased sensitivity by obtaining samples from the lower respiratory tract [3]. In patients with severe COVID-19, mainly admitted to the intensive care unit (ICU), bronchoscopy may be required to manage complications such as atelectasis or haemoptysis, to solve issues with mechanical ventilation, and to rule out superinfection. However, bronchoscopy in COVID-19 is not without risks, including disease transmission to healthcare staff. Although some scientific societies have issued guidelines in order to reduce heterogeneity in clinical practice [4], the supporting scientific background is scarce and is mainly composed by short series [5–7].
The main end-point of the present nationwide study was to evaluate the impact of endoscopic findings on outcomes among patients with COVID-19. Secondary outcomes were: 1) to describe the indications for bronchoscopy and procedures; 2) to analyse the diagnostic yield of bronchoscopy in patients with suspected SARS-CoV-2 pneumonia.
Materials and methods
The “COronavirus & BRonchoscopy in Spain (COBRE)” project is an ambispective multicentre study, which was launched during the first epidemic wave of COVID-19 in Spain. The study was performed according to the principles of the Declaration of Helsinki and aligning with the European Union regulation 2016/679. The study was approved by the Research Ethics Committee of the Hospital Universitario Reina Sofía, Córdoba, Spain (PI 2020/4680).
Study population
Patients were enrolled at 17 secondary and tertiary hospitals in Spain. The recruitment period ranged from February 20, 2020, when the national authorities informed about community transmission of SARS-CoV-2, until June 30, 2020, when there was an official declaration of controlled community transmission. Patients admitted to the hospital because of suspected or confirmed COVID-19 who required a bronchoscopy were consecutively included and stratified into two study cohorts:
Clinical suspicion cohort: patients with clinical and radiological features of COVID-19 or positive IgM antibody testing, but without confirmation by RT–PCR in two consecutive nasopharyngeal swab specimens, who underwent bronchoscopy for diagnostic purposes.
RT-PCR confirmed cohort: patients with SARS-CoV-2 pneumonia confirmed by RT-PCR of nasopharyngeal swab specimens who required a bronchoscopy.
The exclusion criteria for both cohorts were as follows: patients younger than 18 years old; bronchoscopy performed after virological resolution (confirmed by two consecutive RT-PCR negative tests); interval between COVID-19 confirmation and endoscopic examination longer than 30 days.
Identification of study candidates, data extraction and outcomes
Potential study candidates were screened among patients admitted to the hospital with suspected or confirmed COVID-19. Those patients with compatible clinical symptoms and typical radiological findings [8] with two negative RT-PCR of nasopharyngeal swab specimens could undergo bronchoscopy to obtain a lower respiratory tract specimen and they formed the clinical suspicion cohort. Patients with previous positive RT-PCR of SARS-CoV-2 in nasopharyngeal swab specimens who underwent bronchoscopy to rule out superinfection or for therapeutic purposes formed the RT-PCR-confirmed cohort.
Data were recorded in an anonymised electronic datasheet using the REDCap (Research Electronic Data Capture) platform [9]. Study investigators received online training at baseline to homogenise the data collection, and they were granted access with a unique username/password. All clinical information was extracted from reliable electronic medical data sources. Demographic characteristics and comorbidities (graded with the Charlson comorbidity index as absent if 0–1, mild if 2 or severe if ≥3 [10]), clinical symptoms and diagnostic tests of COVID-19 were recorded. Blood tests and radiological features were considered within the 48 h prior to bronchoscopy. Imaging findings obtained in chest computed tomography (CT) were reported according to the COVID-RADS classification as typical, fairly typical, atypical or normal [11]. Bronchoscopic findings and procedures were also registered. Patients were followed until hospital discharge or death. The main outcome evaluated was in-hospital mortality at 90 days after bronchoscopy.
Sample size calculation
The sample size was calculated using EPIDAT version 4.2 (Xunta de Galicia, Spain). The following assumptions were made to study a theoretical relationship between endoscopic findings and outcomes:
The prevalence of an endoscopic feature indicating poor prognosis: 20%.
In-hospital mortality in patients showing an endoscopic feature indicating poor prognosis: 40% (obtained from the upper range of mortality reported in previous series of critically ill patients [12, 13]).
In-hospital mortality in patients without an endoscopic feature indicating poor prognosis: 25% (obtained from the lower range of mortality reported in previous series of critically ill patients [12, 13]).
Statistical power: 80%
α error: 5%
Incomplete or unavailable data: 5%
Under these premises, the minimum sample size required was 483 patients with RT-PCR-confirmed COVID-19. The study finally comprised 515 patients, including 488 RT-PCR-confirmed cases.
Statistical analysis
Categorical variables were described as frequency tables and percentages. Continuous variables were described using mean and standard deviation, except for those with an asymmetric distribution, in which median and interquartile range (IQR) were used. To identify clinical, radiological and endoscopic features associated with in-hospital mortality at 90 days, the first bronchoscopy performed in each patient with RT-PCR-confirmed COVID-19 was considered. Univariate and multivariate logistic regression was used. Variables with p<0.30 in the univariate analysis were entered the initial multivariate model. Endoscopic features with a prevalence ≥5% were also included in the initial multivariate model irrespective of their univariate p-value. Nonsignificant covariates were removed in a backward stepwise process. All possible interactions were tested. Clinically meaningful variables were also kept in the final model even if they did not reach statistical significance. Kaplan–Meier curves were used for survival analysis, being patients censored at hospital discharge or on October 30, 2020. The statistical analysis was performed using SPSS version 22.0 (IBM Corp, Armonk, NY, USA). Every hypothesis tested was two-tailed and considered significant if p<0.05.
Results
Description of the study population
A total of 1027 bronchoscopies were performed in 515 patients (average age 61.5±11.2; 73% men). The clinical suspicion cohort comprised 30 patients (5.8%), while the remaining 485 patients (94.2%) were RT-PCR-confirmed COVID-19, including 86 patients who underwent 147 bronchoscopies to rule out superinfection and 399 patients who required 850 therapeutic bronchoscopies. The clinical characteristics of both cohorts are summarised in table 1. Severe comorbidity defined as a Charlson score ≥3 was more frequent in the clinical suspicion cohort (33.3%) as compared with the RT-PCR-confirmed cohort (10.1%) (p<0.001). The clinical presentation was almost indistinguishable in both cohorts, except for an increased prevalence of cough and myalgias in the RT-PCR-confirmed cohort (74.2% versus 50%, p=0.004; and 32.2% versus 13.3%, p=0.031, respectively). In the radiographs, bilateral infiltrates predominated in the RT-PCR-confirmed cohort (83.5% versus 60%; p<0.001). Admission to the ICU was required in 95.2% of patients in the RT-PCR-confirmed cohort as compared with 26.7% of patients in the clinical suspicion cohort (p<0.001).
Clinical suspicion cohort
Bronchoscopies were performed in the bronchoscopy room (50%), ICU (26.7%), respiratory ward (20%) or in the operating room (3.3%). Disposable bronchoscopes were used in 18 procedures (60%) and the preferred access was via nasal (63.3%). Lower respiratory tract specimens obtained were: bronchial aspiration (BAS) (31.6%), bronchoalveolar lavage (BAL) (10.5%), bronchial washing (10.5%) and a combination of BAS and BAL (47.4%). RT-PCR was positive for SARS-CoV-2 in 11 patients (36.7%). Of note, none of the patients undergoing BAS alone had a positive RT-PCR, while the diagnostic yield of the remaining specimens ranged from 40% to 60%. Among 19 patients without confirmation of SARS-CoV-2, 5 patients (26.3%) had an alternative diagnosis (Cytomegalovirus, Pneumocystis, Aspergillus and/or Staphylococcus), and 14 patients had no proven microbiological agent in the lower respiratory tract specimens. None of these patients had a subsequent positive test for COVID-19. Patients with and without SARS-CoV-2 confirmation did not show statistical differences regarding age (p=0.90), sex distribution (p=0.70), smoking history (p=0.18) and Charlson comorbidity index (p=0.47). Fever, cough, dyspnoea and myalgias were distributed homogeneously in both groups (p=0.61, p=0.70, p=0.13, and p=0.61, respectively). Patients with a SARS-CoV-2-positive RT-PCR were characterised by an increased prevalence of gastrointestinal symptoms (36.4% versus 5.3%; p=0.047). Laboratory parameters including lymphocyte count, D dimer, lactate dehydrogenase, ferritin, C-reactive protein and interleukin-6 were similar in the RT-PCR-positive and -negative groups (data not shown). The chest radiographs showed interstitial bilateral infiltrates in 63.6% of patients from the SARS-CoV-2-positive group as compared with 31.6% of patients without COVID-19 confirmation (p=0.09). A chest CT was performed in 14 patients within 48 h prior to bronchoscopy (6 patients with subsequent positive RT-PCR and eight patients with subsequent negative RT-PCR). There was a typical or fairly typical radiological pattern of COVID-19 in the vast majority of patients (78.6%), without statistical differences between patients with subsequent positive and negative RT-PCR results. There were endoscopic abnormalities in 63.6% of patients with positive COVID-19 RT-PCR versus 36.8% of patients with negative COVID-19 RT-PCR results (p=0.16). The most frequent bronchoscopic findings were thick mucus secretion (n=9), fluid mucus secretion (n=4) and diffuse mucosal hyperaemia (n=3). Admission to the ICU was required in 18.2% of patients with a positive RT-PCR and in 31.6% of patients with a negative RT-PCR (p=0.67). The in-hospital mortality was 18.2% in patients with a SARS-CoV-2-positive RT-PCR and 21.1% in patients with negative RT-PCR (log-rank p=0.47).
RT-PCR-confirmed cohort
The RT-PCR-confirmed cohort included 485 hospitalised patients who underwent 997 bronchoscopies (range 1–16 procedures per patient). The number of healthcare professionals involved in each procedure ranged from 1 to 5. Bronchoscopies were performed predominantly in the ICU (n=961; 96.4%), followed by the COVID-19 ward (n=18; 1.8%), endoscopy room (n=15; 1.5%) and operating room (n=3; 0.3%). The vast majority of procedures were performed in rooms without negative pressure (90.7%) and using disposable bronchoscopes (94.5%). Regarding ventilatory support, most bronchoscopies were performed with patients under invasive mechanical ventilation (93.2%) and in 66 cases (6.6%) under extracorporeal membrane oxygenation. The predominant accesses were orotracheal tube (61%) and tracheostomy (35.2%). The patient was in prone position in 55 bronchoscopies (5.5%). The ratio of partial pressure arterial oxygen and fraction of inspired oxygen was 171.9±80.6. Bronchoscopies were indicated to rule out superinfection (14.7%) or for therapeutic purposes (85.3%). Therapeutic indications and endoscopic findings are summarised in table 2. Major indications for bronchoscopy were complications associated with mechanical ventilation (50%), mucus plugs/atelectasis (46%), persistence or progression of radiological infiltrates (33.4%) and haemoptysis (6%). There were endoscopic abnormalities in 91.6%, the most frequent being mucus secretions (82.4%), mucus plugs (17.6%), haematic secretions/clots (23.7%) and diffuse mucosal hyperaemia (11.4%) (figure 1). The most frequent therapy consisted in atelectasis resolution or mucus aspiration (82.3%). Among 147 bronchoscopies performed to rule out superinfection, the microbiological samples were obtained from: BAS (11.6%), BAL (10.9%), bronchial washing (52.5%), and BAS in combination with BAL (21.7%). The diagnostic yield was 42.9%, including 71 microbiological isolations which are detailed as supplementary material.
Impact of endoscopic findings on outcomes
All patients with RT-PCR-confirmed COVID-19, either in nasopharyngeal swab or in lower respiratory tract specimens, were included to evaluate clinical, radiological and endoscopic features associated with mortality (n=496). Univariate and multivariate logistic regression analyses to predict in-hospital mortality at 90 days are shown in table 3. The independent predictors of in-hospital mortality were: older age (OR 1.06, 95% CI 1.03–1.08; p<0.001), mucus plugs as indication for bronchoscopy (OR 1.60, 95% CI 1.02–2.53; p=0.041), absence of diffuse mucosal hyperaemia (OR 0.49, 95% CI 0.25–0.97; p=0.041), and the presence of haematic secretions (OR 1.79, 95% CI 1.05–3.05; p=0.032) in the distal bronchial tract. A Charlson score ≥3 was kept in the final model as clinically relevant information. The interval from hospital admission to bronchoscopy behaved as a confounding factor and was controlled in the final model. In the survival analysis, the presence of haematic secretions in the distal bronchial tract was the only endoscopic finding associated with mortality: 53.2% versus 35.7% at 60 days and 61% versus 39.5% at 90 days post-bronchoscopy (log-rank p=0.038) (figure 2).
Discussion
The present study was carried out in the largest cohort published to date and provides key evidence regarding potential indications for bronchoscopy in patients with suspected or confirmed COVID-19, both for diagnostic or therapeutic purposes. Interestingly, some bronchoscopic findings were independently associated with in-hospital mortality after controlling for potential confounders. This information could be used to refine healthcare pathways and to reduce heterogeneity in clinical practice, in order to improve outcomes in patients with severe COVID-19.
The diagnosis of SARS-CoV-2 pneumonia is challenging when RT-PCR is negative in conventional nasopharyngeal swabs. Previous studies have suggested that lower respiratory tract specimens could increase sensitivity and allow diagnosis in patients with reduced viral load [3], while others recommend avoiding bronchoscopy for diagnostic purposes [14]. The selection of candidates for diagnostic bronchoscopy is paramount as this is an invasive procedure, not without risk of complications, and there is also a potential risk of spreading the infection to the medical staff due to the aerosols generated therein [15]. Only patients with high clinical suspicion of COVID-19 and typical radiological findings who test negative in two consecutive nasopharyngeal swabs may be considered for diagnostic bronchoscopy. The diagnostic yield of lower respiratory tract samples in the present study was 36.7% for SARS-CoV-2 (53% if alternative microbiological agents were considered), which was lower than in previous reports (55–71%) [3, 5]. This may be due to different selection criteria including the number of prior negative swabs and CT findings. In our study, patients with positive and negative results had a similar clinical presentation and laboratory findings, suggestive of high clinical suspicion of COVID-19 in this cohort. Gastrointestinal symptoms could identify a subgroup of candidates for diagnostic bronchoscopy. Another way to optimise the selection of candidates would be to avoid patients with atypical radiological findings [16]. According to our results, bilateral involvement in the chest radiography and typical or fairly typical findings in the CT as previously defined [11], may help to achieve better selection of patients, thus refining clinical pathways.
International scientific societies and expert panels have issued recommendations to safely perform bronchoscopy in patients with suspected or confirmed COVID-19 [17–20]. However, statements regarding the optimal approach to obtain microbiological samples are vague. This may explain the heterogeneity in clinical practice, as illustrated in the present study. According to our results, BAS alone should be avoided but other options including BAL, bronchial washing or BAL in combination with BAS, would be equally valid. In contrast, guidelines are broadly homogeneous regarding protocols to protect healthcare personnel [17, 20, 21]. In brief, bronchoscopies in patients with suspected or confirmed COVID-19 should be performed in negative-pressurised or in adequately ventilated rooms. The involved healthcare personnel may be experienced and reduced to the minimum (two or three people depending on the procedure). Disposable bronchoscopes are advised. Individual enhanced third-degree protection elements are required (protective glasses or face shield, FFP3 face masks, protective clothing, gloves, etc.). Unfortunately, some of these recommendations are difficult to implement in real clinical practice, particularly in secondary hospitals, which were overwhelmed during the peak of the pandemic. Negative-pressurised rooms are anecdotal in ICUs where most therapeutic endoscopies need to be performed. These structural deficiencies should be urgently amended by healthcare authorities to protect medical staff from COVID-19 transmission. In any case, the decision to perform (or not perform) a bronchoscopy in a patient with COVID-19 should be taken after a careful weighing of potential benefits against the potential risk of disease transmission to healthcare personnel.
Critically ill patients with COVID-19 usually require prolonged mechanical ventilation. Bronchoscopy may help to prevent, diagnose or resolve ventilator-related complications. This is the first multicentre study describing the indications and procedures in this setting. The presence of mucus plugs was the only indication independently associated with worse outcomes (60% increased mortality rates as compared with other indications), although it is tightly related to other indications such as atelectasis, superinfection and difficult mechanical ventilation. It is paramount to optimise ventilation to prevent excess secretions and to perform frequent aspirations through the endotracheal tube [20].
There are well established clinical, analytical and radiological predictors of poor outcomes in patients with COVID-19 including (but not limited to) older age, men, increased comorbidities, lymphopenia, increased D dimer and serum ferritin, and extent of pneumonia in the chest CT [22, 23]. This is the first study sufficiently powered to analyse the impact of bronchoscopic findings on outcomes among hospitalised patients with COVID-19. The presence of diffuse mucosal hyperaemia was associated with reduced in-hospital mortality rates, as it is likely a typical feature of an earlier phase of COVID-19, indicating acute inflammation [24]. This situation may still be reversible with or without anti-inflammatory drugs such as corticosteroids [25]. However, the disappearance of this endoscopic sign under persistent respiratory insufficiency may indicate a poor prognosis. The presence of haematic secretions in the distal bronchial tract was an independent predictor of increased in-hospital mortality. In contrast to diffuse mucosal hyperaemia, haematic secretions could translate into irreversible damage of the capillaries and the interstitial/alveolar space, which characterises the most advanced and severe forms of COVID-19 [26–28]. Indeed, the presence of haematic secretions identified a subgroup of very sick patients (16%) with in-hospital mortality above 60%. Further studies focused on this subpopulation are needed to delineate more aggressive and life-saving therapies.
The present study is limited by its ambispective design which precluded a protocolised clinical management of the study population. Although laboratory and radiological assessment of patients with COVID-19 varied among different institutions, making it difficult to extract solid conclusions regarding these parameters, the study adequately captured the heterogeneity in real clinical practice. On the other hand, the number of patients in the clinical suspicion cohort was limited as this indication is uncommon and not accepted by some experts [14]. Finally, a potential relationship between ventilator-derived trauma and some bronchoscopic findings in critically ill patients could not be ruled out.
In conclusion, bronchoscopy is pivotal as part of the armamentarium against COVID-19. In carefully selected patients with clinical and radiological suspicion of SARS-CoV-2 pneumonia who test negative in nasopharyngeal swabs, a lower respiratory tract specimen may provide an acceptable diagnostic yield, also including the identification of alternative microbiological agents or superinfection. In critically ill patients with COVID-19, bronchoscopy allows removal of mucus plugs and intrabronchial clots, and the resolution of atelectasis, thereby improving mechanical ventilation. Finally, haematic secretions in the respiratory tract and absence of diffuse mucosal hyperaemia are poor prognostic features.
Supplementary material
Supplementary Material
Please note: supplementary material is not edited by the Editorial Office, and is uploaded as it has been supplied by the author.
Supplementary material 00165-2021.SUPPLEMENT
Acknowledgements
We acknowledge Donna Pringle for professional English language polishing.
Footnotes
This article has supplementary material available from openres.ersjournals.com
Data availability: Upon publication, data collected for the study will be made available for others in a Mendeley repository.
Conflict of interest: M. Arenas-De Larriva reports a travel grant from Novartis and lecture fees from Ferrer outside the submitted work.
Conflict of interest: R. Martín-DeLeon has nothing to disclose.
Conflict of interest: B. Urrutia Royo has nothing to disclose.
Conflict of interest: I. Fernández-Navamuel has nothing to disclose.
Conflict of interest: A. Gimenez Velando has nothing to disclose.
Conflict of interest: L. Nuñez García has nothing to disclose.
Conflict of interest: C. Centeno Clemente has nothing to disclose.
Conflict of interest: F. Andreo García has nothing to disclose.
Conflict of interest: A. Rafecas Codern has nothing to disclose.
Conflict of interest: C. Fernández-Arias has nothing to disclose.
Conflict of interest: V. Pajares Ruiz has nothing to disclose.
Conflict of interest: A. Torrego Fernández has nothing to disclose.
Conflict of interest: O. Rajas has nothing to disclose.
Conflict of interest: G. Iturricastillo has nothing to disclose.
Conflict of interest: R. Garcia Lujan has nothing to disclose.
Conflict of interest: L. Comeche Casanova has nothing to disclose.
Conflict of interest: A. Sánchez-Font has nothing to disclose.
Conflict of interest: R. Aguilar-Colindres has nothing to disclose.
Conflict of interest: R. Larrosa-Barrero has nothing to disclose.
Conflict of interest: R. García García has nothing to disclose.
Conflict of interest: R. Cordovilla has nothing to disclose.
Conflict of interest: A. Núñez-Ares has nothing to disclose.
Conflict of interest: A. Briones-Gómez has nothing to disclose.
Conflict of interest: E. Cases Viedma reports lecture fees from Ambu outside the submitted work.
Conflict of interest: J. Franco has nothing to disclose.
Conflict of interest: J. Cosano Povedano reports a travel grant from Izasa scientific outside the submitted work.
Conflict of interest: M.L. Rodríguez-Perálvarez reports lecture fees from Novartis, Astellas and Intercept outside the submitted work.
Conflict of interest: J.J. Cebrian Gallardo has nothing to disclose.
Conflict of interest: M. Nuñez Delgado has nothing to disclose.
Conflict of interest: M. Pavón-Masa has nothing to disclose.
Conflict of interest: M. Valdivia Salas has nothing to disclose.
Conflict of interest: J. Flandes has nothing to disclose.
Support statement: The present study was funded by the Spanish Society of Pulmonology and Thoracic Surgery: extraordinary grant PII 2020 for research in COVID-19. Funding information for this article has been deposited with theCrossref Funder Registry.
- Received March 9, 2021.
- Accepted April 22, 2021.
- Copyright ©The authors 2021
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