Abstract
Populations with COPD demonstrate higher survival in overweight and obese compared with normal weight; the “obesity paradox”. Relationships in less-severe COPD are unclear, as is the impact of cardiovascular risk, and few studies include individuals at extremes of obesity.
We examined the relationship between body mass index (BMI; defined as underweight: <20 kg·m−2, normal: 20–25 kg·m−2, overweight: 25– <30 kg·m−2, obese class I: 30– <35 kg·m−2, class II: 35– <40 kg·m−2 and class III: ≥40 kg·m−2), morbidity, and mortality in the SUMMIT trial population (n=16 485), characterised by moderate COPD and heightened cardiovascular risk with a substantial proportion with class III obesity. The association between BMI category and time to event was modelled via proportional hazards (reference normal weight) adjusted for demographics and cardiorespiratory disease.
Consistent with the paradox, underweight individuals demonstrated higher mortality (hazard ratio (HR) 1.31 (95% CI 1.04–1.64)), with lower mortality among overweight (HR 0.62 (95% CI 0.52–0.73)) and obese class I (HR 0.75 (95% CI 0.62–0.90)). However, mortality increased in obese class III (HR 1.36 (95% CI 1.00–1.86)). Death was primarily attributable to cardiovascular causes.
Within a large, multinational cohort with moderate COPD and increased cardiovascular risk, the phenomenon of reduced mortality with obesity did not persist at BMI >40 kg·m−2, suggesting that obesity may not remain protective at the extremes in this population.
Abstract
In a population with moderate COPD, at heightened cardiovascular risk and containing a substantial proportion of individuals with BMI ≥40 kg/m2, BMI and mortality demonstrate a U-shaped (rather than J-shaped) relationship https://bit.ly/3hDztI6
Introduction
Previous studies in COPD populations demonstrate improved survival in overweight and obese compared with normal weight individuals, and increased mortality in the underweight [1, 2]. This reverse “J-shaped” curve is referred to as the “obesity paradox”, and has been described in several other chronic disease states [3–5]. In the general population, however, the relationship between body mass index (BMI) and survival is “U-shaped” with an increase in mortality noted both with underweight compared with normal weight individuals, and again with increasing BMI/obesity [6, 7]. It remains unclear why the “U-shaped” curve has not been reflected in populations with COPD. Several hypotheses are proposed to explain this discrepancy, including sparse data on patients with COPD at the extremes of obesity.
Furthermore, the paradox has been most apparent in patients with severe disease (defined by lower forced expiratory volume in 1 s (FEV1)) [2, 8]. Whether the paradox applies to patients with milder disease is uncertain. Relationships between BMI and cause-specific mortality in COPD are largely undefined, and associations with morbidity in the same population is often unexplored. Cardiovascular disease is a common comorbidity in COPD [9, 10] and a major cause of death [11, 12], but cardiovascular risk is often not described in studies of the obesity paradox.
The SUMMIT (Study to Understand Mortality and Morbidity In COPD) trial was conducted in a large, international population with moderate COPD at heightened cardiovascular risk [13]. Over 16 000 patients were randomised to inhaler therapies including fluticasone furoate and/or vilanterol, with similar mortality rates regardless of treatment assignment. Standardised adjudication of all deaths and cardiovascular events was performed. COPD exacerbations were captured as protocol-defined events. A substantial number of individuals (over 500) had class III obesity (BMI ≥40 kg·m−2), presenting an ideal opportunity to investigate the obesity paradox over a wide range of BMI. Because cause of death and cardiopulmonary morbidity events were also captured as outcomes, we additionally investigated the association between BMI category and cause-specific mortality rates, COPD exacerbation rates, and cardiovascular event rates.
Methods
Study subjects
All participants in the SUMMIT trial [13] in the intent-to-treat population were included in the present analysis, with basic eligibility criteria including: age 40–80 years, moderate COPD (defined as FEV1/forced vital capacity (FVC) ≤0.70, and FEV1 of 50–70% of predicted values [14, 15], at least 10 pack-years smoking history, and modified Medical Research Council (mMRC) score of 2 or greater), and history of or risk factors for cardiovascular disease. A complete listing of eligibility criteria is published elsewhere [16] All participants in the current analysis provided written, informed consent for trial participation. The SUMMIT trial was approved by local ethics committees and conducted in accordance with the Declaration of Helsinki and Good Clinical Practice guidelines.
Study design
We present a post hoc analysis of trial results. As detailed in previous trial descriptions [13, 16], 16 485 patients from 43 countries were included in the intention-to-treat efficacy population, and randomised 1:1:1:1 to once-daily inhaled placebo, fluticasone furoate (100 μg), vilanterol (25 μg), or the combination of fluticasone and vilanterol. Participants were seen every 3 months after randomisation to document vital status and adverse events. The trial opened enrolment on January 24, 2011 and completed data collection July 15, 2015.
BMI was obtained at enrolment. Overweight (BMI 25– <30 kg·m−2), obese class I (BMI 30– <35 kg·m−2), class II (BMI 35– <40 kg·m−2) and class III (BMI ≥40 kg·m−2) were defined by World Health Organization (WHO) criteria. Normal weight was considered BMI 20– <25 kg·m−2, with underweight as <20 kg·m−2 and separately as <18.5 kg·m−2 (sensitivity analysis, WHO criteria [17]).
The primary outcome in this analysis and in the original trial was all-cause mortality, defined as time to on- and post-treatment death. A secondary outcome of cause-specific mortality was adjudicated by a clinical end-point committee using a combination of study data, death certificates, autopsy findings, and health records. Respiratory morbidity outcomes included on-treatment moderate COPD exacerbations, defined by symptoms requiring antibiotic or systemic corticosteroid administration, on-treatment severe COPD exacerbations, defined by deterioration requiring hospital admission, and pneumonia, defined by a comprehensive list of pneumonia MedDRA-preferred terms applied to investigator-reported adverse events [18]. A predefined on-treatment composite cardiovascular event outcome included cardiovascular death, myocardial infarction, unstable angina, stroke, or transient ischaemic attack.
Analysis
Variable distribution was examined and summary statistics calculated within each BMI category. Using the normal weight category as reference, the association between BMI category and time to event was evaluated using Cox proportional hazards modelling, with competing risk methods applied for cause-specific mortality outcomes. Analyses were adjusted for age, sex, region, race, ischaemic heart disease indicator, vascular disease indicator, smoking status, cardiovascular entry criteria (history and risk by age), previous COPD exacerbations, per cent predicted FEV1, treatment arm and BMI (categorical) [13]. Interaction between treatment arm and BMI (categorical) was tested and was not significant.
Analyses were completed using SAS version 9.4 (SAS Institute Inc., Cary, NC, USA). Statistical significance was defined as p<0.05.
Results
In total, 16 485 participants were included in the analysis. A quarter (26.1%) of the sample were classified as normal weight (n=4306), with 6.7% (n=1111) underweight, 34.3% overweight (n=5662), and 32.8% obese (n=5406). Baseline characteristics stratified by BMI category are shown in table 1 and table 1S. Age, lung function, and treatment assignment were similar across categories. Obese groups tended towards a higher proportion of women, white participants, US origin, and prevalent (≥2) COPD exacerbations in the year prior to enrolment. Obese groups also demonstrated higher diabetes prevalence (including diabetes with target organ disease), hypercholesterolaemia, and hypertension, though curiously lower prevalence of previous stroke. Conversely, normal and underweight strata tended towards a higher proportion of Asian race and origin, higher current smoking, and higher rates of peripheral arterial disease. Obese individuals were more likely to report use of any of the long-acting inhaler therapies (β-agonist, muscarinic antagonist, inhaled corticosteroids), and most reported cardiovascular therapies (table 2S).
Baseline characteristics of study participants by body mass index (BMI) category
Total on- and post-treatment cause-specific mortality by body mass index (BMI) category
Compared with the predefined normal weight strata (BMI 20– <25 kg·m−2), overweight and class I obese individuals demonstrated 38% (95% CI 27–48%) and 25% (95% CI 10–38%) lower risk of death during the duration of the trial, respectively (figure 1). Conversely, individuals who were underweight demonstrated a 31% (95% CI 4–64%) increase in the risk of death (with similar rates when <20 kg·m−2 was split further into categories of underweight II (<18.5 kg·m−2) and underweight I (18.5– <20 kg·m−2), table 4S), and individuals with class III obesity demonstrated a 36% (95% CI 0–86%) increase in the risk of death compared with those with a normal BMI (figure 1). In all BMI strata, rates of death due to cardiovascular disease were higher than those attributable to respiratory causes (table 2 and table 4S). Respiratory deaths contributed more to mortality in the underweight (where 2.2% of patients died of respiratory causes; HR 1.44, 95% CI 0.86–2.41) than the obese class III category (where 1.0% of patients died; HR 1.31, 95% CI 0.54–3.16). Being overweight compared to having a lower BMI was associated with a decreased hazard of both respiratory (HR 0.51, 95% CI 0.32–0.81) and cardiovascular (HR 0.69, 95% CI 0.53–0.88) mortality.
All-cause mortality by body mass index (BMI) category. Adjusted for age, sex, region, race, ischaemic heart disease, vascular disease, smoking status, cardiovascular history/risk, previous COPD exacerbations, % predicted forced expiratory volume in 1 s, treatment arm and BMI.
Regarding morbidity, being overweight was associated with a lower risk of severe COPD exacerbation (HR 0.85, 95% CI 0.73–0.98) or pneumonia (HR 0.76, 95% CI 0.63–0.91) during treatment, while class II obesity was associated with a higher risk of moderate/severe COPD exacerbation (HR 1.14, 95% CI 1.01–1.28). Underweight was conversely associated with a higher risk of pneumonia (HR 1.33, 95% CI 1.05–1.67) compared to normal weight. No other significant, unique associations between BMI strata and moderate/severe or severe COPD exacerbations or cardiovascular events were noted in the main analyses (table 3) or sensitivity analyses (table 5S).
On-treatment system-specific morbidity by body mass index (BMI) categories
Discussion
Data from the large, international SUMMIT trial including patients with moderate COPD at heightened cardiovascular risk demonstrates that BMI is associated with risk of all-cause mortality at the extremes; specifically, among underweight (BMI <20 kg·m−2) and obese class III (BMI ≥40 kg·m−2). Moderate levels of obesity and overweight are associated with lower risk of death. Risk of death due to respiratory causes is highest among underweight individuals, though the leading cause of death in all BMI categories is cardiovascular, with the highest risk among obese class III. A “U-shaped” curve (with a protective association with overweight) was not consistently identified for morbidity outcomes.
The findings support and extend several studies demonstrating that underweight is a substantial risk factor for mortality in patients with COPD [1, 8, 19–21]. It has been argued that there is reverse causation with increasing severity of illness coinciding with weight loss and underweight status [20]. While the ability of nutritional supplementation and weight gain to reduce COPD mortality remains unclear [22, 23], the relationship between underweight and mortality exists even within patients with mild or moderate disease [8], suggesting that disease severity alone may not account for increased mortality among underweight. Furthermore, findings in the SUMMIT population are consistent with prior studies demonstrating a protective association between overweight and obesity and COPD mortality [2, 24–26]. The protective associations with higher BMI are typically strongest with increasing disease severity [8], and are reflected here in a population with moderate disease. In all categories, cardiovascular mortality predominated, consistent with population studies demonstrating cardiovascular disease as a leading cause of death in patients with COPD [11, 12, 27] and reasonable in this population at heightened cardiovascular risk.
Because of the large number of participants in the trial, there were a substantial number with class III obesity. Although class I obesity was associated with a lower mortality risk, individuals with class III obesity demonstrated increased risk for mortality. Indeed, weight gain in obese patients has previously been associated with increased mortality in individuals with severe COPD [28]. While overall increased mortality rates above 40 kg·m−2 might be expected based on well-known associations with hypertension, hypercholesterolaemia, and diabetes, the prevalence of these conditions were similar between BMI classes II and III at trial initiation, suggesting a potential alternative explanation. Other comorbidities not captured in the SUMMIT data may play a role. For example, class III obesity is also associated with higher rates of sleep apnoea [29], which is linked to increased mortality and is an important comorbidity in COPD [30, 31]. Further, COPD phenotype may play a role in BMI–mortality relationships; patients with an emphysematous phenotype are more likely to be underweight, whereas patients with a chronic bronchitis phenotype are more likely to be overweight [32]. While these diagnoses are not mutually exclusive, it is possible that disease phenotypes are partially responsible for the associations noted.
Few studies in the current literature have examined associations between BMI and COPD morbidity outcomes, although several have combined morbidity and mortality into a single variable [24, 33]. These studies overall demonstrate increased respiratory morbidity in the underweight (i.e. hospitalisations [33], hospital length of stay [24], pneumonia [18]), although at least one previous analysis suggests higher odds of severe COPD exacerbation at the opposite end of the BMI spectrum, class III obesity [34]. Extreme obesity may confer disadvantageous changes in pulmonary function such as increased airway resistance and reduced lung volumes [35], relevant to individuals with COPD with already compromised respiratory mechanics. It is plausible that this may contribute to respiratory morbidity and exacerbations. Interestingly, in the SUMMIT trial population, overweight was associated with a lower risk of pneumonia. This is consistent with previous findings in the TORCH trial [36] demonstrating lower rates of pneumonia in higher BMI groups [18]. Furthermore, overweight was associated with a lower risk of severe COPD exacerbations, but no increased risk was noted in underweight or class III obese populations. In contrast to overweight, lower mortality rates in class I obesity were not matched with reduced morbidity for the measured outcomes, suggesting the potential for an unmeasured morbidity signal. We did not find an association between BMI category and cardiovascular event risk; previous studies of cardiovascular morbidity outcomes in COPD by BMI are sparse, but suggest higher prevalence of heart failure with obesity, though not necessarily stroke or coronary heart disease [34, 37, 38], which comprise the majority of the events captured in the SUMMIT trial. The discordance between morbidity and mortality outcomes in relation to BMI deserves further attention, and the selection of outcomes is important in defining any future nutritional intervention trials.
Strengths include a study design that allowed for longitudinal assessment of a large number of participants including a critical population with obesity class III, limited in previous COPD studies. Patients with severe and very severe COPD were excluded, providing the opportunity to investigate the paradox in a dedicated cohort with less-severe COPD, which may mitigate confounding of lower weight by higher disease severity. Cardiovascular risk was defined, allowing for adjustment but also mitigating competing respiratory risk in cause-specific mortality analyses. Deaths within the study were carefully adjudicated, with high ascertainment of vital status and confidence in primary and secondary outcomes. Ability to define cause-specific morbidity and mortality outcomes in a single population is unique. International representation increases generalisability of results, while precise characterisation of lung function and rigorous assessment of cardiovascular health enhances validity of application among populations with moderate COPD at heightened cardiovascular risk.
Weaknesses are acknowledged. While cardiovascular comorbidities were well defined, additional comorbidities were not captured, limiting assessment of potential contributing factors. Furthermore, the relatively small number of cardiovascular events (compared with all-cause mortality) may have limited power to distinguish between BMI groupings. In this study, a BMI of 20 kg·m−2 was chosen as the lower limit of the normal weight category for primary analyses. This cut-off point may reduce comparability with other disease states, and falls between the BMI of 21 kg·m−2 in the BODE index [39] and 18.5 kg·m−2 in WHO guidelines [17] to define at-risk/underweight populations. However, 20 kg·m−2 has been used in previous studies demonstrating the obesity paradox in populations with COPD [24, 25], and is of proposed benefit in facilitating international comparisons [40]. This approach combined with sensitivity analyses using the cut-off point of BMI 18.5 kg·m−2, provides increased granularity and generalisability. History of smoking was an inclusion criterion in the trial, and so differential associations among smokers/nonsmokers and resultant selection bias by smoking was not explored [41]. Residual confounding by region may exist. Underweight individuals were more likely to be enrolled in Asia, whereas obese class II/III individuals were more likely enrolled in Europe and the USA, and outcomes may be influenced by local patterns of medical care and exposures. Adjustment for additional covariates not available within the SUMMIT data may provide more precision in estimates, and reveal factors that adjust or modify the obesity–mortality association in the direction of protection or harm. Multi-collinearity was not assessed. While multi-collinearity has the potential to decrease precision and skew estimates, presented crude death rates mirror the adjusted pattern, and variable inclusion was determined on the basis of clinical relevance and aim to isolate direct BMI associations, avoiding mediation and confounding where possible. Further, collider stratification bias should be considered as a partial or complete methodologic explanation for findings of a protective association with obesity, and bears mention and consideration as an alternative to causality [42, 43]. COPD sub-phenotyping, including imaging or symptom data, was not available for further stratification or adjustment. Finally, all patients were selected for inclusion in a randomised controlled trial and may therefore differ from patients in the general population; caution is warranted in application to populations outside of the trial inclusion criteria.
In conclusion, we have demonstrated a U-shaped curve in the association between BMI category and mortality in an international population with moderate COPD at heightened cardiovascular risk. This relationship extends previous studies demonstrating increased risk of mortality in underweight, and a protective association between overweight and moderate obesity. However, we provide evidence supporting recurrence of increased mortality risk with extreme obesity, at BMI ≥40 kg·m−2. Understanding the impact of overweight and obesity on COPD is paramount in the context of rising numbers of individuals with COPD [44] and shifts in prevalence of overweight and obesity worldwide [45]. The relationship described emphasises the need to better understand the impact of BMI-driven nutritional supplementation and weight loss interventions when applied to populations with COPD.
Supplementary material
Supplementary Material
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Supplementary material 00902-2020.SUPPLEMENT
Acknowledgements
The authors would like to thank the SUMMIT steering committee, composed of academic experts and employees from GlaxoSmithKline plc., who were responsible for the scientific oversight of the trial, the study design and analysis, and for the review and interpretation of the data.
Footnotes
This article has supplementary material available from openres.ersjournals.com
This study is registered at www.clinicaltrials.gov with identifier number NCT01313676. Information on GSK's data sharing commitments and requesting access to anonymised individual participant data and associated documents can be found at www.clinicalstudydatarequest.com.
Conflict of interest: E.P. Brigham has nothing to disclose.
Conflict of interest: J.A. Anderson is an employee of and owns shares in GSK.
Conflict of interest: R.D. Brook reports personal fees from GSK for a steering committee during the conduct of the study.
Conflict of interest: P.M.A. Calverley reports that he was a member of the SUMMIT Science Committee supported by GSK; and he was paid for the conduct of the SUMMIT study by GSK, was paid for speaking at a company meeting and for advice on study design by AstraZeneca, he advised on development of new trials and has spoken for Boehringer Ingelheim at sponsored meetings, and he has received personal fees for speaking at sponsored meeting from Novartis, outside the submitted work.
Conflict of interest: B.R. Celli reports personal fees from GlaxoSmithKline during the conduct of the study; and personal fees from AstraZeneca, Sanofi Aventis, Chiesi, Novartis, Menarini and Pulmonx outside the submitted work.
Conflict of interest: N.J. Cowans reports this study was funded by GlaxoSmithKline plc.; and he is an employee of Veramed Ltd, a contract research organisation undertaking contracted statistical analyses of respiratory studies funded by GlaxoSmithKline plc.
Conflict of interest: C. Crim is an employee of GSK and holds GSK stocks/shares; this study was funded by GSK (NCT01313676, GSK study number 113782; Study to Understand Mortality and Morbidity In COPD Trial (SUMMIT)).
Conflict of interest: J.E. Diserens reports this study was funded by GlaxoSmithKline plc.; and he is an employee of Veramed Ltd, a contract research organisation undertaking contracted statistical analyses of respiratory studies funded by GlaxoSmithKline plc.
Conflict of interest: F.J. Martinez reports grants from the NHLBI during the conduct of the study; and grants from the National Institutes of Health, personal fees from Continuing Education and Forest Laboratories, other support from Janssen, and personal fees from GlaxoSmithKline, Nycomed/Takeda, AstraZeneca, Boehringer Ingelheim, Bellerophon (formerly Ikaria), Genentech, Novartis, Pearl, Roche, Sunovion, Theravance, CME Incite, Annenberg Center for Health Sciences at Eisenhower, Integritas, InThought, the National Association for Continuing Education, Paradigm Medical Communications, LLC, PeerVoice, UpToDate, Haymarket Communications, the Western Society of Allergy and Immunology, Proterixbio (formerly Bioscale), Unity Biotechnology, ConCert Pharmaceuticals, Lucid, Methodist Hospital, Columbia University, Prime Healthcare Ltd, WebMD, PeerView Network, the California Society of Allergy and Immunology, Chiesi and the Puerto Rico Thoracic Society, outside the submitted work.
Conflict of interest: M.C. McCormack reports support from UpToDate outside the submitted work.
Conflict of interest: D.E. Newby reports grants and personal fees from GSK during the conduct of the study.
Conflict of interest: J.C. Yates is an employee of and owns shares in GSK.
Conflict of interest: J. Vestbo was partly reimbursed for his work as Chair of the SUMMIT Steering Committee buy GlaxoSmithKline during the conduct of the study; and reports consultancy for COPD phase 2 and 3 programmes and payment for lectures including service in speaker bureaus from GlaxoSmithKline, Chiesi Pharmaceuticals, Boehringer Ingelheim, Novartis and AstraZeneca, outside the submitted work.
Conflict of interest: T.D. Wu has nothing to disclose.
Conflict of interest: R.A Wise reports grants and personal fees from GlaxoSmithKline during the conduct of the study; grants and personal fees from AstraZeneca/Medimmune and Boehringer Ingelheim, personal fees from Contrafect, Pulmonx, Roche/Genentech, Spiration, Sunovion, Pearl Therapeutics, Merck, Circassia, Pneuma, Verona, Bonti, Denali, Aradigm, Mylan, Theravance, Propeller Health, Kiniksa and Syneos, outside the submitted work.
Support statement: This study was funded by GlaxoSmithKline plc. (HZC113782). Funding information for this article has been deposited with the Crossref Funder Registry.
- Received December 2, 2020.
- Accepted May 1, 2021.
- Copyright ©The authors 2021
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