Abstract
Background Cognitive impairment is highly prevalent in COPD and is associated with a sedentary lifestyle, unhealthy diet and increased cognitive stress susceptibility. Enhancement of cognitive performance by working memory training (WMT) may reverse these effects. Therefore, this study aimed to investigate the efficacy of WMT in COPD on cognitive performance, healthy lifestyle behaviours and cognitive stress susceptibility.
Methods The double-blind randomised, placebo-controlled Cogtrain trial consisted of a 12-week training phase comprising 30 active or sham WMT sessions, followed by a second 12-week maintenance phase with 12 sessions. Measurements took place at baseline and after the first and second phases. The primary outcome was cognitive performance. Secondary outcomes were the recall of prespecified healthy lifestyle goals, physical capacity and activity, dietary quality and cognitive stress susceptibility. Motivation towards exercising and healthy eating and psychological wellbeing were exploratory outcomes.
Results Sixty-four patients with moderate COPD (45% male, aged 66.2±7.2 years, median forced expiratory volume in 1 s 60.6% predicted) were randomised. WMT significantly increased patients’ performance on the trained tasks in the first phase, which remained stable in the second phase. Of the 17 cognitive outcome measures, only one measure of memory improved after the first phase and one measure of reaction time after the second phase. This intervention did not influence physical capacity and activity, recall of prespecified healthy lifestyle goals, psychological wellbeing or cognitive stress susceptibility.
Conclusion WMT improved performance on the trained tasks but not overall cognitive performance, healthy lifestyle behaviours or cognitive stress susceptibility in patients with COPD.
Abstract
Working memory training improves performance on the trained tasks but not overall cognitive performance, healthy lifestyle behaviours or cognitive stress susceptibility in patients with COPD https://bit.ly/3ErjIx2
Introduction
COPD is characterised by persistent airflow limitation and chronic respiratory symptoms [1]. Muscular [2] and metabolic abnormalities [3, 4], anxiety, depression [5] and cognitive impairment are common comorbidities of COPD. A recent large review reported a 32% prevalence of any cognitive impairment and a 25% prevalence of mild cognitive impairment in patients with COPD [6]. More recently, a 39.4% prevalence of cognitive impairment was reported in clinically stable patients [7] and a 41.5% [8] and 56.7% [9] prevalence in patients referred to pulmonary rehabilitation (PR). In contrast, the prevalence of cognitive impairment among non-COPD controls in the latter study was 13.3%. Disease-specific and lifestyle factors including hypoxia, a history of smoking, dietary insufficiencies and sedentary behaviour may contribute to this elevated prevalence [10].
It is important to consider cognitive impairment in COPD management because it negatively impacts patients’ health outcomes [11]. Lower working memory capacity, which refers to the ability to keep important information in mind, enabling this information to be mentally manipulated [12], is related to engagement in unhealthy lifestyle behaviours such as overeating [13] and smoking [14]. Furthermore, executive functioning is inversely related to cognitive stress reactivity [15] and perception [16]. Executive functioning encompasses inhibition, task switching and working memory [17]. These functions are localised in the prefrontal cortex, a key area modulating the stress-activated hypothalamic–pituitary–adrenal gland (HPA) axis [18]. Because patients with COPD exhibit smaller hippocampal [19] and prefrontal cortex volumes [20] than healthy controls [21], COPD may negatively impact cognitive stress susceptibility.
Only one earlier study has investigated cognitive training in patients with COPD, which did not improve cognitive functioning [22]. However, this study had a relatively low training load and it specifically targeted attention, learning and logical-deductive thinking. In contrast, the above-mentioned literature indicates that working memory training (WMT) could improve cognitive performance, adherence to healthy lifestyle behaviours and cognitive stress susceptibility.
It is still unclear whether WMT can improve cognitive performance in COPD. Its effects in healthy older adult populations are equivocal [23, 24], and improved cognitive functioning on a trained task often generalises only poorly into other domains [25].
Many patients with COPD lead a relatively unhealthy lifestyle, characterised by persistent smoking (in over one-third of patients) [26], physical inactivity (e.g., reported step counts of <3000 steps·day−1, whereas 5000 steps·day−1 has been defined as the threshold of being considered sedentary) [27] and poor dietary quality (intake of macro- and micronutrients that is lower than the recommended daily intake and lower than in non-COPD controls) [28–30]. Dual-process theories of cognitive functioning [31] imply that WMT could improve lifestyle behaviours by strengthening top-down behavioural control [13, 32]. These theories state that two distinct systems handle cognitive operations: an automated, unconscious system, which is responsible for executing relatively easy, well-known and/or highly automated cognitive processes, and a controlled, conscious system for more deliberate, controlled and conscious execution of harder cognitive tasks [33]. The interaction between these two determines the extent to which one's responses are automatic or controlled [13]. WMT is supposed to strengthen the former system [34], thereby increasing conscious control over one's actions and enabling one to more carefully consider the degree to which actions, among others related to health behaviours (see, for example, Dassen et al. [13] and Houben et al. [35]) are opportune [33, 36]. To our knowledge, only one study has investigated the effects of WMT on dietary intake in otherwise healthy overweight individuals [37]; its effects on physical activity levels have not yet been investigated.
WMT could beneficially modulate cognitive stress susceptibility and perception: it attenuated the salivary cortisol stress response in patients with major depressive disorder [38] and improved functioning of the brain areas responsible for modulating cognitive stress. WMT increased prefrontal activity and connectivity [39], and cognitive training had beneficial effects on hippocampal activation [40].
The primary aim of the Cogtrain trial was to investigate whether a 12-week WMT programme followed by a 12-week maintenance programme could establish and maintain cognitive improvement in patients with COPD. Its secondary aims were to investigate the effects of the intervention on physical capacity and activity, dietary quality, cognitive stress susceptibility and perception, and the recall of prespecified healthy lifestyle goals. In addition, depression and anxiety were investigated as exploratory outcomes and are reported in the supplementary material.
Methods
Study design
The double-blind randomised placebo-controlled Cogtrain trial consisted of a 12-week home-based intensive WMT (phase 1) followed by 12 weeks of active follow-up with weekly booster sessions (phase 2). The placebo group received sham training sessions in both phases (see figure 1). Measurements took place at Maastricht University Medical Centre 1 week before baseline (T0), at baseline (T1), after phase 1 (T2) and after phase 2 (T3; see table 1). All four of these visits lasted for 2.5–3 h. The study was registered at ClinicalTrials.gov (NCT03073954) and the medical ethics committee at Maastricht University Medical Centre granted ethical approval (NL59883.068.17/MEC 173010).
Patients
Patients were eligible to participate in the study if they were aged 18 years or over and had a diagnosis of COPD based on the Global Initiative for Chronic Obstructive Lung Disease (GOLD) criteria [1]. Exclusion criteria were disease or disability limiting the ability to undergo neuropsychological testing and/or WMT (e.g., blindness, previous stroke or lack of hand control), neurological disorders (e.g., Alzheimer's or Parkinson's disease), insufficient mastery of the Dutch language, participation in an inpatient PR programme, not having access to a suitable device to complete the WMT on (i.e., laptop or personal computer), or participation in another interventional study over the course of the study period. Baseline cognitive performance was not an inclusion criterium. Participants received EUR 50 upon completion of the entire study.
Intervention
During phase 1, participants received 30 emails with a link to a 20- to 25-min internet-based WMT session (i.e., two to three sessions weekly). Each session had to be completed on a patient's personal computer or laptop within 48 h of receiving the respective email or it would be marked as missed. Throughout the first phase, participants were invited to complete each session 2 days after completing the previous one. Participants were withdrawn from the study after missing six sessions. During phase 2 participants received 12 sessions (one per week) without a minimum number of sessions to be completed.
The WMT protocol has been used before [35, 41] and has been proven feasible and acceptable. It consisted of a visuospatial task, a backward digit span task and a letter span task, always presented in this order. See the supplementary material for a more detailed description of these tasks.
Participants in the intervention and placebo groups received the same tasks and the same number of trials. However, task difficulty was artificially held constant at three units throughout the intervention in the placebo group, whereas it was automatically adjusted on a trial-by-trial basis (adaptive WMT [37, 41]) in the intervention group. The treatments in the intervention and placebo groups were therefore different in that learning effects were only expected in the intervention group.
Goal setting
During T1, participants were informed about their physical activity and dietary quality (based on the relevant results obtained during T0), and they discussed dietary and physical activity goals with the researcher administering the test day. Physical activity goals were expressed as changes in number of steps per day, or a consolidation of the current number if already adequate at baseline. See the supplementary material for a more detailed description of the goal-setting procedure.
Baseline demographic and clinical characteristics
Sex, age, educational level, smoking status and lung function were collected and assessed at baseline. Lung function was assessed using the SpiroPerfect system (Welch Allyn, Skaneateles Falls, NY, USA) before and 15 min after administering 400 μg salbutamol (Airomir Autohaler; Teva, Haarlem, the Netherlands). Additionally, Addenbrooke's Cognitive Examination-Revised (ACE-R) [42] was administered. This is a rapid (5–10 min) cognitive screening tool which incorporates five sub-domain scores (orientation/attention, memory, verbal fluency, language and visuospatial abilities) and is scored on a scale of 0–100.
Outcomes
Manipulation check
Participants’ maximum working memory span for each home-based WMT session was averaged over the three tests. Increased working memory span in the intervention group across phase 1 followed by a consolidation across phase 2 served as a validation of the intended effects of the intervention. Intervention compliance was assessed by the number of completed sessions.
Primary outcomes
The Cambridge Neuropsychological Test Automated Battery (CANTAB) [43] is a validated computerised cognitive function assessment tool. The Motor Screening Task (MOT; measuring psychomotor speed), Paired Associates Learning Task (PAL; gauging visuospatial associative learning), Stop-Signal Task (SST; inhibition), Reaction Time Task (RTI; psychomotor speed, attention), Delayed Match-to-Sample (DMS; recognition memory) and Spatial Working Memory Task (SWM; working memory, executive functioning) were administered in order to investigate a wide range of cognitive parameters (see supplementary Table S1). The battery took 45–60 min to complete. Administration at T0 served to account for potential learning effects; data of T1 through T3 were used in the analyses.
Secondary outcomes
Healthy lifestyle goal recall
At T2 and T3 participants were asked to recall the assessment procedure for their physical activity and dietary intake during earlier visits (“procedure”) and the specific healthy lifestyle goals that had been set at T1 (“content”). See the supplementary material for a more detailed description of the healthy lifestyle goal recall procedure.
Physical capacity and activity
Physical capacity was assessed using participants’ obtained distance during the 6-min walk test [44] and their score on the Short Physical Performance Battery (SPPB) [45].
Physical activity was assessed by 7-day accelerometry (activPAL; PAL Technology, Glasgow, UK). The accelerometer was affixed to patients’ upper legs using special water-resistant 3M Tegaderm tape. As such, the accelerometer was worn 24 h per day for 7 straight days, always consisting of 5 weekdays and 2 weekend days. No wear days were considered invalid because of insufficient wear time. Accelerometry data were subsequently processed using the activPAL software suite and quantified as number of steps per day and the amount of time spent sedentarily, standing up, walking and in high-intensity physical activity. Additionally, the number of sedentary breaks and sedentary bouts (≥ 30 min) were assessed. The time participants spent in high-intensity physical activity, defined as >110 steps·min−1 [46, 47], was also calculated.
Dietary quality
Dietary intake was assessed using a 24-h recall paradigm. The results were entered into the “Eetmeter” tool of the Dutch Voedingscentrum. If participants knew the weight of their intake, this information was entered into the application, but portion sizes could also be entered in terms of numbers of tablespoons, ladles, cups, glasses, etc., based on an assumed size of a standard serving (e.g., a certain weight was assumed for a ladle of mashed potatoes, which could also be fine-tuned into a small, standard or large ladle). The “Eetmeter” application then calculated intake of a wide range of macro- and micronutrients. Dietary quality was quantified as the Alternative Healthy Eating Index (AHEI)-2010 score [48], based on intake of fruit, vegetables, wholewheat products, legumes/nuts, eicosapentaenoic and docosahexaenoic acid, the proportion of energy intake derived from polyunsaturated fatty acids, sodium, sweet drinks and juices, red and processed meat, and alcohol.
Cognitive stress susceptibility and perception
The socially evaluated cold pressor test (SECPT) [49] was administered as a measure of acute stress susceptibility; the cortisol awakening response (CAR) [50] served as a measure of chronic stress susceptibility. See the supplementary material for a more detailed description of the administration of these tests.
Exploratory outcomes
Healthy lifestyle motivation and psychological wellbeing served as exploratory outcomes. See the supplementary material for a more detailed description of these outcomes.
Sample size and power
The sample size calculation was performed using G*Power version 3.1.9.4 [51]. In a recent Canadian study examining the effects of cognitive training on cognitive decline, the authors reported an effect size of f = 0.475 [52]. Combined with a two-tailed paired-samples t-test, an α of 0.05 and a power of 95%, 60 individuals were required, or 30 per group. We anticipated 60 participants to complete, rather than to start, the trial so as to maintain adequate power throughout the study.
Statistical analyses
Data analysis was conducted according to the intention-to-treat principle using Stata 14 (StataCorp LP, College Station, TX, USA). Data of participants that prematurely quit the study were used up to the point of their withdrawal. Missing data were considered as missing at random and were not imputed. Two-sided p-values smaller than 0.05 were considered statistically significant. Analyses were conducted semi-blinded (i.e., participant allocation was revealed as “group 0” or “group 1”, but not which of those was the intervention group), except for the home-based WMT analyses, given the nature of the data. The WMT analyses were conducted after all other analyses had been run.
The normality of all outcome variables was checked. Descriptive statistics of normally distributed variables were expressed as mean±SD; those of non-normally distributed variables as median (inter-quartile range).
Baseline between-group differences in working memory capacity were tested using independent-samples t-tests. Working memory capacity development in the intervention group across phase 1 (i.e., session 1 versus session 30) and phase 2 (i.e., session 31 versus session 42) were tested using one-sample t-tests with the values at sessions 1 and 31 as test value and the values at sessions 30 and 42 as dependent variables, respectively.
Two-way repeated measures analyses of variance were conducted to compare differences over time and between the groups. Time point (T1–T3) and group (intervention versus placebo) were entered as independent variables. Phase 1 (i.e., T1 versus T2) and phase 2 (i.e., T2 versus T3) were analysed separately. Time, group and the time×group interaction were entered as independent variables. Age, sex and educational level were entered as covariates into the analyses with the cognitive parameters as dependent variables. Because these analyses are robust against a violation of the assumption of normality when the sample size exceeds 50 [53], non-normally distributed data were not transformed.
Results
Out of 301 patients assessed for eligibility, 68 were enrolled in the trial of whom 64 were randomised to the intervention (n=33) or placebo group (n=31) (see figure 2).
Baseline demographic and clinical characteristics
At baseline, the study population (45% male, aged 66.2±7.2 years) was characterised by on average moderate airflow limitation (median forced expiratory volume in 1 s 60.6% predicted, inter-quartile range 45.6–77.0) and impaired exercise capacity (6-min walk distance 457.7±84.7 m) but a relatively high physical activity level for this population of chronically diseased patients (7525±3254 steps·day−1). Baseline cognitive functioning was relatively poor (median ACE-R score 88, inter-quartile range 83–94) compared to earlier reported normal values [42] (see table 2). No parameters were different between the groups at baseline, except the Beck Depression Inventory-II (BDI-II) (p=0.002) and the Regulation of Eating Behaviour (REBS) amotivation scale (p=0.027).
Manipulation check
During phase 1, six participants (18.2%) dropped out of the intervention group and four (12.9%) dropped out of the placebo group (see figure 2). Participants in the intervention group completed on average 23.6±6.2 out of 30 WMT sessions during phase 1 and 7.7±3.6 out of 12 during phase 2, compared to 27.4±9.7 and 5.0±2.3, respectively, in the placebo group. The mean working memory span was not significantly different between the groups at baseline (p=0.888). The working memory span of the intervention group increased significantly during phase 1 (p<0.001) and remained stable during phase 2 (p=0.399) (see figure 3).
Primary outcomes
Table 3 reports the descriptive statistics of the primary outcome measures; table 4 reports their effect sizes.
Across phase 1 and phase 2, the intervention had no effect on five of the six CANTAB tests. The only significant beneficial effect was found on the “probability of an error given error” parameter of the DMS, which tended to decrease in the intervention group (p=0.077) and remained stable in the placebo group (p=0.223), leading to a significant interaction effect (p=0.038). Across phase 2, there was only a significant positive effect on the five-choice movement time of the RTI, which decreased in the intervention group (p=0.016) and remained stable in the placebo group (p=0.303), also leading to a significant interaction effect (p=0.017).
Secondary outcomes
Table 5 reports the descriptive statistics of the secondary outcome measures; table 6 reports their effect sizes.
Healthy lifestyle goal recall
The intervention had no significant effects on the recollection of the goal-setting procedure or the contents of the set goals at any time point.
Physical capacity and activity
The intervention did not influence participants’ physical capacity and activity. The number of sedentary breaks per day increased significantly across both groups across phase 1 (p=0.004). However, this does not indicate an effect of the intervention, and the total amount of time spent sedentarily or the number of prolonged sedentary bouts were not significantly affected.
Dietary quality
The intervention did not affect participants’ dietary quality, but the AHEI-2010 score improved significantly across phase 1 in both groups (p=0.029).
Cognitive stress susceptibility and perception
Across phase 1, the intervention did not significantly affect any stress susceptibility parameter. The SECPT-induced change in cortisol level decreased in both groups (p=0.019), indicating overall decreased stress reactivity. The magnitude of the SECPT-induced change in cortisol levels increased significantly in the intervention group across phase 2 (p=0.033), indicating increased stress reactivity, whereas it remained stable in the placebo group (p=0.462), leading to a significant interaction effect (p=0.047). This indicates an effect of the intervention.
Exploratory outcomes
See the supplementary material for the results of the motivational and psychological exploratory outcome measures.
Discussion
This clinical trial aimed to investigate whether WMT could improve cognitive performance, adherence to healthy lifestyle behaviours, recall of prespecified healthy lifestyle goals and cognitive stress susceptibility and perception in patients with COPD. The WMT was feasible as working memory capacity on the trained tasks improved significantly in the intervention group across phase 1 and remained stable in phase 2. Nevertheless, this did not improve CANTAB task performance. The intervention significantly affected only 1 of 17 CANTAB parameters in both phases of the intervention, and these parameters were different in both phases. Overall, the intervention thus did not improve any of the six investigated cognitive domains. This is in line with earlier studies: cognitive training can improve performance on tests that are identical or similar to those that were trained [23, 54], but these improvements generalise poorly into other cognitive tests or domains, and they are poorly maintained in the longer term [25]. The only earlier trial investigating cognitive training in patients with COPD did not significantly improve cognitive performance either [22].
Baseline cognitive performance was highly variable: the median ACE-R score of 88 indicates relatively poor performance, but the highest-performing quartile of participants, scoring 94 and above, showed normal cognitive performance. This, along with the fact that it is unknown whether WMT is more beneficial for those with poor baseline cognitive performance (because of their larger room for improvement) or for highly performing patients (because of their arguably higher cognitive and neural plasticity and therefore higher learning potential) may have contributed to the overall lack of effects of WMTs.
The effects of the intervention on healthy lifestyle outcomes, psychological wellbeing and healthy lifestyle motivation were also limited. This is not surprising, as cognitive improvement by WMT, which was hypothesised to enable a healthier lifestyle, was not attained in the first place. Regarding physical activity, the intervention improved only one of three indices of a sedentary lifestyle. Intrinsic motivation towards healthy eating improved, but not actual dietary quality (which interestingly improved in both groups across phase 1). WMT has improved healthy lifestyle behaviours such as caloric intake [13, 55] or alcohol intake [35] in earlier trials, but these selectively included certain subgroups that stood to gain a lot from the interventions, such as overweight participants or substance abusers. These patients were therefore much more likely to improve than our patients with relatively high levels of physical activity and a relatively healthy diet.
Previous interventions aiming to improve dietary quality have combined WMT with education (e.g., Dassen et al. [13]), to make sure that WMT-induced increased abilities to override automatic responses would be aimed at the appropriate responses. This is relevant as 28.5% [56] and 30.2% [57] of patients with COPD have poor health literacy. In other words, patients might simply “not know that they don't know” what is and is not healthy. Additionally, a motivational component such as motivational interviewing could have contributed to participants’ willingness to change, thereby also increasing adherence to healthy lifestyle behaviours in the longer term [58, 59]. The lack of educational or motivational components in the current trial might have contributed to its inability to significantly improve dietary quality.
Weaknesses also include the relatively low response rate (for instance because the high study load deterred potential participants or because they did not own a computer) and the fact that the foreseen sample size was not attained (53 instead of 60 patients completed the trial). However, given the pattern of the results, seven additional patients would probably not have made a larger difference. Moreover, the sample size was comparable to other recently published studies [60, 61]. The study may also have suffered from selection bias towards relatively highly motivated patients with a healthier lifestyle and remarkably high levels of physical activity for a population of patients with chronic disease. This may have contributed to the lack of effects on physical activity. Furthermore, although the detrimental impact of smoking on cognitive performance has been well documented [62, 63], this or the effects of WMT on smoking cessation, as part of healthy lifestyle improvement, have not been further investigated in the current study. The equal division of current, former and never-smokers between the intervention and placebo groups was, however, verified at baseline.
Strengths of the trial are its rigorous double-blind, placebo-controlled design and its comprehensive neuropsychological assessment, which gives a much more comprehensive indication of cognitive performance than frequently used screening tools such as the Mini-Mental State Examination or the Montreal Cognitive Assessment [8, 64]. The study had relatively few inclusion and exclusion criteria, aiming to include a representative population of community-dwelling COPD patients. Furthermore, the dropout rate was equivalent to or lower than comparable studies [65, 66].
In conclusion, WMT in its current form was not effective in improving cognitive performance, healthy lifestyle behaviours, cognitive stress susceptibility and perception, healthy lifestyle goal recall, healthy lifestyle motivation or psychological wellbeing in community-dwelling patients with COPD. Future research should consider incorporating additional interventional components, such as education, and investigate specific at-risk subgroups to examine the effectivity of WMT.
Supplementary material
Supplementary Material
Please note: supplementary material is not edited by the Editorial Office, and is uploaded as it has been supplied by the author.
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Supplementary material 00475-2021.supplement
Footnotes
Author contributions: H.R. Gosker, K. Houben and A.M.W.J. Schols conceived and designed the study. M. van Beers, S.W. Mount and L. Schuurman collected the data. M. van Beers, H.R. Gosker and A.M.W.J. Schols analysed and interpreted the data. M. van Beers wrote the initial draft of the manuscript. All authors reviewed and edited the draft manuscript. All authors critically revised the article and gave final approval of this version to be published. All authors had full access to all data, including statistical reports and tables, in the study, and can take full responsibility for the integrity of the data and the accuracy of the data analysis.
Provenance: Submitted article, peer reviewed.
This article has supplementary material available from openres.ersjournals.com
This study is registered at www.clinicaltrials.gov with identifier number NCT03073954. The authors will make anonymised patient data available upon reasonable request.
Conflict of interest: M. van Beers has nothing to disclose.
Conflict of interest: S.W. Mount has nothing to disclose.
Conflict of interest: K. Houben has nothing to disclose.
Conflict of interest: H.R. Gosker has nothing to disclose.
Conflict of interest: L. Schuurman has nothing to disclose.
Conflict of interest: F.M.E. Franssen has nothing to disclose.
Conflict of interest: D.J.A. Janssen has nothing to disclose.
Conflict of interest: A.M.W.J. Schols has nothing to disclose.
Support statement: This work was supported by the Maastricht University Interfaculty Program “Eatwell” and through the JPI HDHL project “Ambrosiac” by ZonMW (project number 529051006). These funding bodies were not involved in the study design; in the collection, analysis or interpretation of data; in the writing of the report; or in the decision to submit the article for publication. The researchers were independent from the funders. Funding information for this article has been deposited with the Crossref Funder Registry.
- Received July 22, 2021.
- Accepted September 13, 2021.
- Copyright ©The authors 2021
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