Abstract
Transcutaneous oxygen saturation by pulse oximetry is unreliable for evaluating severe hypoxaemia or need for long-term oxygen therapy https://bit.ly/3CPZXOS
Hypoxaemia is a potential threat to all aerobic organisms, including humans. Long-term oxygen therapy (LTOT) given to people with chronic, severe hypoxaemia was the first intervention in COPD shown to prolong life [1, 2].
Eligibility for LTOT in the two landmark studies conducted in the 1970s was based on the arterial oxygen tension (PaO2) [1, 2]. Severe hypoxaemia was defined as a PaO2 <7.4 kPa, or <7.8 kPa with signs of right-sided heart failure or secondary polycythaemia. These cut-points reflect a region on the oxygen–haemoglobin dissociation curve where even a small further decrease in PaO2 is likely to cause a steep fall in arterial oxygen saturation (SaO2) measured by arterial blood gas (ABG) analysis.
Oxygen saturation measured using peripheral transcutaneous pulse oximetry (SpO2) is widely used as a proxy of SaO2, especially for screening and monitoring of hypoxaemia. The practical advantages of pulse oximetry compared with obtaining ABGs are obvious. Thus, SpO2 has been widely assessed, and the use has been broadened to even include the evaluation of hypoxaemia severity and need for LTOT in many settings, including the USA [3]. SpO2 thresholds for identifying severe hypoxaemia and eligibility for LTOT are endorsed by major guidelines, such as the Global Initiative for Obstructive Lung Disease report [4], and recent LTOT guidelines from National Institute of Health and Care Excellence in the UK [5] and the American Thoracic Society [6]. SpO2 was also used to assess eligibility in the large Long-Term Oxygen Treatment Trial, which failed to show any benefit from LTOT in patients with moderately reduced SpO2 at rest or during exercise [7].
The problem is that SpO2 is an inaccurate proxy of SaO2. SpO2 varies considerably, with risk of both under- and overestimating the presence and severity of hypoxaemia and the need for LTOT, as compared with ABG values [8, 9]. In contrast to what may be inferred from guidelines [4–6], a SpO2 value cannot be reliably translated to a corresponding PaO2 in an individual patient with severe respiratory disease.
In this issue of ERJ Open Research, Lacasse et al. [10] now add further data on the inadequacy of SpO2 for evaluating severe hypoxaemia. In a secondary analysis of the International Nocturnal Oxygen trial, they firstly show that SpO2 is only moderately correlated with SaO2 (n=240 COPD patients). Next, they nicely illustrate significant variation between SaO2 and PaO2 values, as shown in figure 2 of their article. Patients with the same PaO2 could have very different SaO2, and the opposite was also true: that patients with the same saturation could have a wide range of values for PaO2. This illustrates the fact that the oxygen–haemoglobin dissociation curve can differ markedly between people, depending on various factors as well as adaption to hypoxaemia, as discussed by the authors. Therefore, even if pulse oximetry is useful to monitor change in saturation over time, a value or range of SpO2 cannot be directly translated into a corresponding value or range in PaO2.
Perhaps the most important finding by Lacasse et al. [10] is that defining severe hypoxaemia as SaO2 ≤88% would miss as many as 40% of patients with severe hypoxaemia on ABG (“false negative” SaO2) and overdiagnose severe hypoxaemia in 2% (“false positive” SpO2) of their study sample. Furthermore, when used to screen for hypoxaemia, the currently proposed cut-off of saturation ≤92% would miss 5% of patients who actually had severe hypoxaemia on ABG analysis and then would not qualify for blood gas assessment. In their study population, the threshold for identifying all cases of severe hypoxaemia on ABG analysis was a SaO2 ≤87% and the threshold for ruling out severe hypoxaemia was a SaO2 ≥96%. The main limitation of the study is that predictive values could only be evaluated for SaO2 (which requires ABG analysis) and not for SpO2 (pulse oximetry), which would be used in clinics. However, as SpO2 is only only moderately correlated with SaO2, the accuracy of SpO2 for identifying severe hypoxaemia is likely to be even worse.
Why are these findings important? The simple answer is that the evidence for LTOT to prolong survival is based on levels of PaO2 [1, 2]. Use of SpO2 to evaluate severe hypoxaemia or eligibility for LTOT is not evidence based and should be abandoned. Using current SpO2 criteria could disqualify as many as 40% of patients who would meet the ABG criteria for LTOT: an intervention that can substantially prolong life. “False positive” prescription of LTOT using SpO2 is less serious but can lead to unnecessary burden for patients and increased costs. Some may argue that SaO2 might be more closely related to the blood's content and peripheral delivery of oxygen than PaO2 and may be more closely linked to outcomes. This is an important area for research. However, as shown by Lacasse et al. [10], SpO2 is still insufficiently correlated with SaO2 for use in the individual patient. This is in line with an interesting recent analysis of SpO2 versus SaO2 (37 308 paired samples from 178 intensive care units in the USA) [11]. Of patients in that study with SpO2 92–96%, as many as 7.3% actually had a SaO2 <88%. Most importantly, the rate of “hidden desaturation” using SpO2 was markedly higher in black patients (17.0%) than in white patients (6.2%) [11]. This bias in SpO2 by skin colour needs to be acknowledged in research and clinical use.
Taken together, the data of Lacasse et al. [10] and previous findings have several clinical implications:
LTOT should be prescribed based on PaO2 and not SpO2. The hypoxaemia should be established on several ABG analyses, optimally ≥3 weeks apart to ascertain chronicity of the hypoxaemia despite optimal treatment for underlying conditions. Importantly, ABG analysis also provides information on the presence and severity of alveolar hypoventilation, carbon dioxide retention, and the patient's acid–base status, which is important for LTOT titration.
Severity of arterial hypoxaemia and saturation should be confirmed by ABG analysis, especially in patients with severe illness and to guide management.
The widely recommended screening threshold of SpO2 ≤92% to perform ABG analysis assessment should be further investigated and potentially revised.
Major treatment guidelines should be amended accordingly to reflect the current evidence base for evaluating severity of hypoxaemia and need for LTOT.
As pointed out by Marc Boland in his 1971 song, unknowingly commenting on the role of SpO2 in LTOT prescription, “It really doesn't matter at all, life's a gas”.
Footnotes
Provenance: Commissioned article, peer reviewed.
Conflict of interest: None declared.
Support statement: M. Ekström was supported by an unrestricted grant from the Swedish Research Council (Dnr: 2019-02081). Funding information for this article has been deposited with the Crossref Funder Registry.
- Received August 5, 2021.
- Accepted August 5, 2021.
- Copyright ©The authors 2021
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