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Blueprint for harmonising unstandardised disease registries to allow federated data analysis: prepare for the future

Johannes A. Kroes, Aruna T. Bansal, Emmanuelle Berret, Nils Christian, Andreas Kremer, Anna Alloni, Matteo Gabetta, Chris Marshall, Scott Wagers, Ratko Djukanovic, Celeste Porsbjerg, Dominique Hamerlijnck, Olivia Fulton, Anneke ten Brinke, Elisabeth H. Bel, Jacob K. Sont
ERJ Open Research 2022 8: 00168-2022; DOI: 10.1183/23120541.00168-2022
Johannes A. Kroes
1Dept of Clinical Pharmacy and Pharmacology, Medical Centre Leeuwarden, Leeuwarden, The Netherlands
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  • ORCID record for Johannes A. Kroes
Aruna T. Bansal
2Acclarogen Ltd, Cambridge, UK
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Emmanuelle Berret
3European Respiratory Society, Lausanne, Switzerland
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Nils Christian
4ITTM SA, Esch-sur-Alzette, Luxembourg
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Andreas Kremer
4ITTM SA, Esch-sur-Alzette, Luxembourg
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Anna Alloni
5Biomeris SRL, Pavia, Italy
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Matteo Gabetta
5Biomeris SRL, Pavia, Italy
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Chris Marshall
6Metaseq Ltd, Malvern, UK
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Scott Wagers
7BIOSCI Consulting, Maasmechelen, Belgium
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Ratko Djukanovic
8NIHR Southampton Respiratory Biomedical Research Unit, Faculty of Medicine, University of Southampton, Southampton, UK
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Celeste Porsbjerg
9Dept of Pulmonology, Bispebjerg Hospital, University of Copenhagen, Copenhagen, Denmark
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Dominique Hamerlijnck
10Patient Advisory Group, European Lung Foundation, Sheffield, UK
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Olivia Fulton
10Patient Advisory Group, European Lung Foundation, Sheffield, UK
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Anneke ten Brinke
11Dept of Pulmonology, Medical Centre Leeuwarden, Leeuwarden, The Netherlands
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Elisabeth H. Bel
12Amsterdam Medical Centers, Location AMC, University of Amsterdam, Amsterdam, The Netherlands
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  • For correspondence: e.h.bel@amsterdamumc.nl
Jacob K. Sont
13Dept of Biomedical Data Sciences, Medical Decision Making, Leiden University Medical Center, Leiden, The Netherlands
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  • FIGURE 1
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    FIGURE 1

    Architecture of the federated analysis platform. Field names of the different national registries are mapped to concepts in the Observational Health Data Sciences and Informatics (OHDSI)/Observational Medical Outcomes Partnership (OMOP) Common Data Model. An Extract, Transform, Load (ETL) procedure is created to automate the mapping from the local database into a unified format; the harmonised data are made available for local analysis using the OHDSI toolset or R code; an identical analysis is run on each registry; the results are combined using federated analysis tools. SHARP: Severe Heterogeneous Asthma Research collaboration, Patient-centred.

  • FIGURE 2
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    FIGURE 2

    Schematic summary of steps to be taken for a successful harmonisation process of local nonstandardised disease registries to the Observational Health Data Sciences and Informatics (OHDSI)/Observational Medical Outcomes Partnership (OMOP) Common Data Model for federated analyses. SME: small and medium-sized enterprise; IT: information technology; FAP: federated analysis platform.

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  • TABLE 1

    Blueprint for harmonising disease registries using the Observational Heath Data Sciences and Informatics (OHDSI)/Observational Medical Outcomes Partnership (OMOP) Common Data Model (CDM)

    TopicRecommendations
    Basic conditions• Selection of a legal body for CRC
    • Securing sufficient financial resources for ≥3 years
    • Appointment of a full-time dedicated project manager
    • Establishment of a contract with an SME specialising in OHDSI, OMOP CDM and mapping
    • Establishment of a contract with a hands-on statistician with programming skills
    • Written confirmation from each registry that patients have given written consent to use their medical data for (international) clinical research
    • Identification for each local registry of named individuals in the following roles: registry owner, legal officer, clinical expert, source data expert IT contact/administrator, translator of medical terminology and platform/system user
    • Conclusion of collaboration agreements between CRC and registries
    Conceptual aspects• Production of a document and a PowerPoint presentation explaining the OHDSI/OMOP CDM and the federated approach to all stakeholders
    • Organisation of a plenary kick-off meeting with all stakeholders
    • Organisation of regular team meetings for each registry to monitor progress
    Technical aspects• Provision/hire of a dedicated Linux server for each registry (local data centre or cloud environment) for the installation and set-up of the FAP, with access to a local copy of the source database
    • Provision to all required parties of access to the Linux registry servers
    • Testing of the functioning of the FAP on local Linux servers by SME
    Mapping aspects• Checks source data quality
    • Provision of registry data dictionary to SME by source data experts
    • Provision of a representative, but anonymised registry data sample by local team to smoothen the ETL process and avoid “black box mapping”
    • Assistance by clinical experts in optimising the mapping
    • Provision by SME to statistician(s) of a codebook of the variables mapped
    Analytical aspects and quality control• Learning by statistician(s) on the principles of OHDSI and OMOP CDM
    • Provision by SME of access to the FAP for statistician(s)
    • Creation by statistician of scripts in R (or OHDSI tools) for the production of descriptive summary statistics
    • Execution by local analyst in each country of the pre-written R script via the FAP
    • Checks by clinicians on the validity of the output and provision of feedback to statistician and SME
    • Revision by source data expert and SME of any mapping issues
    • Creation of a second round of data summaries and a repeat of the quality control process
    • Production of final OHDSI/OMOP CDM tables
    Research studies• Creation of research protocol, and approval by CRC, local clinical experts and registry owners
    • Identification of dedicated local teams for each registry, comprising clinical experts, source data experts and data analysts
    • Creation of a formal analysis plan by statistician, for review and approval by representatives of all participating registries
    • Creation by statistician of analysis scripts in R (or OHDSI tools)
    • Execution by local data analysts of pre-written scripts in R (or OHDSI tools) using the FAP
    • Fostering of collaboration between best practices for statisticians and data analysts via workshops to discuss issues such as imputation rules, filters and exclusions
    • Production of final statistical tables and graphics for each registry singly, according to the analysis plan
    • Meta-analysis by statistician of summary statistics from all registries
    • Writing and submission of manuscript

    CRC: clinical research collaboration; SME: small and medium-sized enterprise; IT: information technology; FAP: federated analysis platform; ETL: Extract, Transform, Load.

    Supplementary Materials

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      Please note: supplementary material is not edited by the Editorial Office, and is uploaded as it has been supplied by the author.

      Supplementary material 00168-2022.SUPPLEMENT

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    Blueprint for harmonising unstandardised disease registries to allow federated data analysis: prepare for the future
    Johannes A. Kroes, Aruna T. Bansal, Emmanuelle Berret, Nils Christian, Andreas Kremer, Anna Alloni, Matteo Gabetta, Chris Marshall, Scott Wagers, Ratko Djukanovic, Celeste Porsbjerg, Dominique Hamerlijnck, Olivia Fulton, Anneke ten Brinke, Elisabeth H. Bel, Jacob K. Sont
    ERJ Open Research Oct 2022, 8 (4) 00168-2022; DOI: 10.1183/23120541.00168-2022

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    Blueprint for harmonising unstandardised disease registries to allow federated data analysis: prepare for the future
    Johannes A. Kroes, Aruna T. Bansal, Emmanuelle Berret, Nils Christian, Andreas Kremer, Anna Alloni, Matteo Gabetta, Chris Marshall, Scott Wagers, Ratko Djukanovic, Celeste Porsbjerg, Dominique Hamerlijnck, Olivia Fulton, Anneke ten Brinke, Elisabeth H. Bel, Jacob K. Sont
    ERJ Open Research Oct 2022, 8 (4) 00168-2022; DOI: 10.1183/23120541.00168-2022
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    • Article
      • Abstract
      • Abstract
      • Introduction
      • Harmonisation of severe asthma registries
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